-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KB3m4Y/8AkbChaRsjDlKyODLTB9Ia0oSU9de7iiIQ7uaibYuiSCkyoU6PGDqJXTM 8qNxbfTHia29kUkTfBbDjA== 0000950127-04-001007.txt : 20041105 0000950127-04-001007.hdr.sgml : 20041105 20041105151111 ACCESSION NUMBER: 0000950127-04-001007 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041105 DATE AS OF CHANGE: 20041105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOCIETE GENERALE CENTRAL INDEX KEY: 0000865845 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 29 BLVD HAUSSMANN CITY: PARIS FRANCES 75009 STATE: I0 MAIL ADDRESS: STREET 1: 29 BLVD HAUSSMANN CITY: PARIS FRANCE STATE: I0 ZIP: 9999999999 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DURA AUTOMOTIVE SYSTEMS INC CENTRAL INDEX KEY: 0001016177 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 383185711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-47581 FILM NUMBER: 041122569 BUSINESS ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123422311 MAIL ADDRESS: STREET 1: 4508 IDS CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13G 1 schedule_13g.txt DURA AUTOMOTIVE SYSTEMS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. __) Dura Automotive Systems, Inc. ---------------------------------------------------- (Name of Issuer) Class A Common Stock, par value $0.01 per share ---------------------------------------------------- (Title of Class of Securities) 265903104 ---------------------------------------------------- (CUSIP Number) September 22, 2004 ---------------------------------------------------- (Date of Event Which Required Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - -------------------- CUSIP No. 265903104 13G Page 2 of 8 Pages - -------------------- - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Societe Generale - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION France - ---------------------------- ------ -------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY 0 EACH REPORTING ------ -------------------------------------------- PERSON WITH SHARED VOTING POWER 6 938,600* ------ -------------------------------------------- SOLE DISPOSITIVE POWER 7 0 ------ -------------------------------------------- SHARED DISPOSITIVE POWER 8 938,600* - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 938,600* - -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| Not Applicable - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1%* - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON OO - -------- ----------------------------------------------------------------------- * Includes the securities reported by SG Americas Securities, LLC on the following cover page. The securities reported are held in a discretionary account at SG Americas Securities, LLC. - -------------------- CUSIP No. 265903104 13G Page 3 of 8 Pages - -------------------- - -------- ----------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SG Americas Securities, LLC - -------- ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - -------- ----------------------------------------------------------------------- 3 SEC USE ONLY - -------- ----------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------- ------ -------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY 0 EACH REPORTING ------ -------------------------------------------- PERSON WITH SHARED VOTING POWER 6 938,600* ------ -------------------------------------------- SOLE DISPOSITIVE POWER 7 0 ------ -------------------------------------------- SHARED DISPOSITIVE POWER 8 938,600* - -------- ----------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 938,600* - -------- ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| Not Applicable - -------- ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1%* - -------- ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON BD - -------- ----------------------------------------------------------------------- * Includes the securities reported by Societe Generale on the previous cover page. - -------------------- CUSIP No. 265903104 13G Page 4 of 8 Pages - -------------------- Item 1(a). Name of Issuer: Dura Automotive Systems, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 2791 Research Drive, Rochester Hills, Michigan 48309 Item 2(a). Name of Person Filing: Societe Generale ("SocGen") SG Americas Securities, LLC ("SGAS") Item 2(b). Address of Principal Business Office or, if none, Residence: The address of the principal office of SocGen is: 29, Boulevard Haussmann 75009 - Paris, France The address of the principal office of SGAS is: 1221 Avenue of the Americas New York, New York 10020 Item 2(c). Citizenship: The citizenship of SocGen is France and the citizenship of SGAS is United States. Item 2(d). Title of Class of Securities: Class A Common Stock, par value $0.01 per share Item 2(e). CUSIP Number: 265903104 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or dealer registered under section 15 of the Act; (b) |_| Bank as defined in section 3(a)(6) of the Act; - -------------------- CUSIP No. 265903104 13G Page 5 of 8 Pages - -------------------- (c) |_| Insurance company as defined in section 3(a)(19) of the Act; (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940; (e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (Note: See Item 7); (h) |_| A savings association as defined in section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(H). If this statement is filed pursuant to Rule 13d-1(c), check this box. |X| This statement is filed pursuant to Rule 13d-1(c) for SocGen and pursuant to Rule 13d-1(b)(1)(ii)(A) (a broker dealer registered under Section 15 of the Exchange Act) for SGAS. Item 4. Ownership. (a) Amount beneficially owned: See Item 9 of cover pages. (b) Percent of class: See Item 11 of cover pages. (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: See Item 5 of cover pages. (ii) shared power to vote or to direct the vote: See Item 6 of cover pages. (iii) sole power to dispose or to direct the disposition of: See Item 7 of cover pages. (iv) shared power to dispose or to direct the disposition of: See Item 8 of cover pages. - -------------------- CUSIP No. 265903104 13G Page 6 of 8 Pages - -------------------- Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Subsidiary Item 3 Classification ---------- --------------------- SGAS BD Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - -------------------- CUSIP No. 265903104 13G Page 7 of 8 Pages - -------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 5, 2004 Societe Generale By: /s/ Francois Barthelemy ------------------------------- Name: Francois Barthelemy Title: Managing Director, SG Americas Securities, LLC - -------------------- CUSIP No. 265903104 13G Page 8 of 8 Pages - -------------------- Consent of SG Americas Securities, LLC The undersigned agrees that the Schedule 13G executed by Societe Generale to which this statement is attached as an exhibit is filed on behalf of Societe Generale and SG Americas Securities, LLC pursuant to Rule 13d-1(k)(1) of the Securities Exchange Act of 1934. Dated: November 5, 2004 SG Americas Securities, LLC By: /s/ Francois Barthelemy ------------------------------- Name: Francois Barthelemy Title: Managing Director -----END PRIVACY-ENHANCED MESSAGE-----